Section 5.07 Submission of Matters to a Vote of Securityholders
At February 8, 2022, PennantPark Floating Rate Capital Ltd. (the “Corporation”) held its annual meeting of shareholders (the “Annual Meeting”) and submitted two questions to the vote of its shareholders. The proposals are described in detail in the Company’s definitive proxy statement filed with the Security and Exchange Commission to December 9, 2021. From December 1, 2021, on the record date, 38,939,434 common shares were entitled to vote. A summary of the matters on which shareholders voted is set out below.
Proposal 1. The shareholders of the Company have elected two Class II directors of the Company, who will each serve until the annual meeting in 2025 and until his successor is duly elected and qualifies.
The results of the vote as of February 8, 2022as certified by the Inspector of Elections, are listed below:
Name For Against Abstain Broker Non-Vote
Adam K. Bernstein 8,294,263 3,031,189 372,304 13,475,318
% of Shares Voted 70.90 % 25.91 % 3.18 % N/A
Jeffrey Flug 9,121,794 2,202,979 372,983 13,475,318
% of Shares Voted 77.98 % 18.83 % 3.19 % N/A
Proposal 2. The shareholders of the Company have ratified the selection of RSM US LLP to act as the registered independent public accounting firm of the Company for the financial year ending September 30, 2022 .
The results of the vote as of February 8, 2022as certified by the Inspector of Elections, are listed below:
For Against Abstain
Shares Voted 24,648,733 230,118 294,223
% of Shares Voted 97.92 % 0.91 % 1.17 %
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