FLOATING RATE CAPITAL PENNANTPARK LTD. : Submission of Matters to a Vote of Securityholders (Form 8-K)

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Section 5.07 Submission of Matters to a Vote of Securityholders

At February 8, 2022, PennantPark Floating Rate Capital Ltd. (the “Corporation”) held its annual meeting of shareholders (the “Annual Meeting”) and submitted two questions to the vote of its shareholders. The proposals are described in detail in the Company’s definitive proxy statement filed with the Security and Exchange Commission to December 9, 2021. From December 1, 2021, on the record date, 38,939,434 common shares were entitled to vote. A summary of the matters on which shareholders voted is set out below.

Proposal 1. The shareholders of the Company have elected two Class II directors of the Company, who will each serve until the annual meeting in 2025 and until his successor is duly elected and qualifies.

The results of the vote as of February 8, 2022as certified by the Inspector of Elections, are listed below:


Name                    For           Against        Abstain       Broker Non-Vote
Adam K. Bernstein     8,294,263       3,031,189       372,304            13,475,318
% of Shares Voted         70.90 %         25.91 %        3.18 %                 N/A
Jeffrey Flug          9,121,794       2,202,979       372,983            13,475,318
% of Shares Voted         77.98 %         18.83 %        3.19 %                 N/A



Proposal 2. The shareholders of the Company have ratified the selection of RSM US LLP to act as the registered independent public accounting firm of the Company for the financial year ending September 30, 2022 .

The results of the vote as of February 8, 2022as certified by the Inspector of Elections, are listed below:


                        For           Against       Abstain
Shares Voted          24,648,733       230,118       294,223
% of Shares Voted          97.92 %        0.91 %        1.17 %







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