Article 1.01. The conclusion of an important definitive agreement.
The complementary tickets constitute an additional issue of the
The Complementary Notes will be treated as a single series with the Existing Notes under the Indenture and will have the same terms as the Existing Notes except for the date of issue and the offering price. The Additional Tickets will have the same CUSIP number and will be fungible and of the same rank as the Existing Tickets. Upon issuance of the Complementary Notes, the aggregate principal amount outstanding of the Company’s 4.25% Notes due 2026 will be
The Add-On Notes will expire on
The Deed contains certain restrictive covenants, including covenants requiring the Company to comply with the asset coverage requirements of Section 18 (a) (1) (A), as amended by Section 61 (a) (1 ) and (2) of the Investment Company. Act of 1940, as amended, and to provide financial information to holders of Supplementary Notes and to the Trustee if the Company is no longer subject to the reporting requirements under the Securities Exchange Act of 1934, as amended (the ” Exchange Act “). These commitments are subject to important limitations and exceptions which are described in the act.
The Notes were offered and sold under an offer registered under the Securities Act of 1933, as amended, in accordance with the current registration statement of the Company on Form N-2 (registration number 333-235532) previously filed with the
The foregoing descriptions of the Underwriting Agreement, Basic Deed, First Supplementary Deed and Supplementary Notes do not purport to be complete and are qualified in their entirety by reference to the full text of these documents, each of which is filed. as an attachment to this current report on Form 8-K and incorporated herein by reference.
Article 2.03. Creation of a direct financial obligation or obligation under an off-balance sheet arrangement of a registrant.
The information in Item 1.01 of this current report on Form 8-K is incorporated by reference in this Item 2.03.
Article 9.01. Financial statements and supporting documents
1.1 Underwriting Agreement, dated
October 6, 2021, by and among the Company, PennantPark Investment Advisers, LLC, and Goldman Sachs & Co. LLC, Keefe, Bruyette & Woods, Inc.and Truist Securities, Inc., as representatives of the several underwriters named on Schedule A thereto. 4.1 Indenture, dated as of March 23, 2021, by and between the Company and American Stock Transfer & Trust Company, LLC, as trustee (Incorporated by reference to Exhibit 4.1 to the Company's Current Report on Form 8-K (File No. 814-00891) filed on March 23, 2021). 4.2 First Supplemental Indenture, dated as of March 23, 2021, by and between the Company and American Stock Transfer & Trust Company, LLC, as trustee (Incorporated by reference to Exhibit 4.2 to the Company's Current Report on Form 8-K (File No. 814-00891) filed on March 23, 2021). 4.3 Form of 4.25% Notes due 2026 (Incorporated by reference to Exhibit 4.2 hereto). 5.1 Opinion of Dechert LLP. 5.2 Opinion of Venable LLP. 23.1 Consent of Dechert LLP(included in Exhibit 5.1). 23.2 Consent of Venable LLP(included in Exhibit 5.2).
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